Richard Rosenbaum

AccuServe is a technology-enabled managed repair network for the residential property and casualty industry.

CoAdvantage is a leader in human resource solutions, providing Professional Employer Organization (PEO) services to small and medium-sized businesses nationwide.

SageView Advisory Group is an SEC Registered Investment Advisory (RIA) firm serving retirement plan sponsors and individuals throughout the United States since 1989. The company advises on 401(k), 403(b), 457, defined benefit and deferred compensation plans. SageView is headquartered in Newport Beach, California with 25 offices nationwide.

Wealth at Work partners with over 450 private and public sector employers to provide financial education, guidance, and personalized financial advice to their employees.

Artivest is a leading provider of premier alternative investment strategies designed for financial professionals and individuals seeking to improve their portfolio diversification. Artivest follows a disciplined process for identifying, evaluating, selecting and monitoring investment talent across a spectrum of alternative strategies including managed future, global macro, long/short equity, private equity, event-driven and others.

Ascensus is an independent retirement and college savings services provider in the United States, helping over 6 million Americans save for the future. With more than 30 years of experience, the firm partners with financial institutions to offer tailored solutions that meet the needs of financial professionals, employers, and individuals. Ascensus specializes in recordkeeping, administrative, and program management services, supporting over 40,000 retirement plans and over 3.3 million 529 college savings accounts. It also administers more than 1.5 million IRAs and health savings accounts.

AssetMark is a leading independent provider of innovative investment and consulting solutions serving financial advisors. The firm provides investment, relationship, and practice management solutions that advisors use to help clients achieve their investment objectives and life goals.

Conning is a leading investment management company for the global insurance industry, with assets under management through Conning, Inc.; Conning Asset Management Limited; Cathay Conning Asset Management Limited (CCAM); Goodwin Capital Advisers, Inc; and Conning Investment Products, Inc. The company's unique combination of asset management, risk and capital management solutions, and insurance research helps clients achieve their financial goals through customized business and investment strategies. Founded in 1912, Conning provides clients with innovative solutions, leveraging its global capabilities, investment experience, proprietary research and risk management technology. Conning delivers its services globally through its offices in Connecticut, New York, London, and Cologne, and in Hong Kong through CCAM, a joint venture between Conning and Cathay.

Covius is a trusted provider of services, insight and technology to leading financial companies. Covius’ technology-enabled solutions deliver operational efficiencies, mitigate risk and empower compliant decisions and borrower interactions. Covius businesses are recognized leaders in credit and verification services, HOA and tax tracking, quality assurance, regulatory compliance, compliant document services, comprehensive settlement services, lien and title curative solutions, REO asset management and auction services, transactional due diligence as well as rapid-development, customizable cloud-based business process solutions. The company was named a 2020 HousingWire Tech100 winner.

CRT Capital Group was an institutionally focused broker-dealer delivering value-added research, trading, and banking services to its clients and security brokerage and research services to institutional accounts with established counterparty relationships around the world. CRT was founded in 1989.

RIA in a Box is a leading provider of compliance software to the wealth management industry. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. RIA in a Box assists with initial registration, provides ongoing compliance software post-formation, and helps compliance officers at larger firms to oversee more complex organizations. It also offers additional SaaS-based solutions for financial advisors such as CRM, billing and other operational tools.

Validus Holdings, Ltd. is a holding company for reinsurance and insurance operating companies and investment advisors including Validus Reinsurance, Ltd. (“Validus Re”), Talbot Holdings Ltd. (“Talbot”), Western World Insurance Group, Inc. (“Western World”) and AlphaCat Managers, Ltd. (“AlphaCat”). Validus Re is a Bermuda-based reinsurer focused on short-tail lines of reinsurance. Talbot is the Bermuda parent of the specialty insurance group operating primarily within the Lloyd's insurance market through Syndicate 1183. Western World is a U.S. specialty lines insurance company focused on excess and surplus lines. AlphaCat is a Bermuda- based investment adviser managing capital for third parties and the Group in insurance linked securities and other property catastrophe reinsurance investments.